REGULATORY CONSULTING FOR BANKS
We are a boutique regulatory consulting firm providing independent, examiner-informed advisory services to financial institutions. Led by a former federal commissioned bank examiner, we help executive and senior management and boards navigate regulatory expectations, strengthen risk management and governance, and prepare for supervisory examinations.Our work is grounded in practical regulatory judgment—not checklists. We focus on how examiners evaluate risk, governance, and management effectiveness, and we translate supervisory expectations into clear, actionable guidance that stands up to scrutiny.We specialize in risk management safety-and-soundness advisory, including AML/CFT and OFAC compliance. Our approach is independent, objective, and tailored to each institution’s risk profile, complexity, and strategic direction.
Interested in working with us?
Including but not limited to:- CAMELS & Safety and Soundness Advisory
- Examination Readiness & Exam Support
- Regulatory Remediation & Corrective Action Support
- AML/CFT & OFAC Advisory
- Independent Reviews & Board-Directed Assessments
- Board & Executive Advisory Services
- Regulatory Strategy & Risk Advisory
- Documentation & Regulatory Communications Support
- Monthly Retainer Services
- Custom Tailored Services and Packages